Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (7 Mar 2016 to 2 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Jan 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Jan 2019)
    • CF30 Customer (30 Jun 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Oct 2006 to 19 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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