Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 6 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Mar 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Oct 2023)
    • CF1 Director (25 Jan 2016 to 8 Dec 2019)
    • CF3 Chief Executive (25 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (30 May 2008 to 8 Dec 2019)
    • CF28 Systems and controls (30 May 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 May 2008 to 14 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.