Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 1 Oct 2024)
- [FCA CF] Manager of certification employee (since 1 Oct 2024)
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- [FCA CF] Material risk taker (1 Jan 2023 to 19 Jun 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 19 Jun 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2024)
- CF30 Customer (16 Feb 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.