Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (4 Aug 2009 to 30 Aug 2012)
    • CF1 Director (4 Apr 2002 to 1 Apr 2005)
    • CF3 Chief Executive (4 Apr 2002 to 1 Apr 2005)
    • CF8 Apportionment and Oversight (4 Apr 2002 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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