Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (14 Mar 2022 to 14 Jan 2024)
- SMF6 Head of Key Business Areas (6 Nov 2020 to 11 Sep 2023)
- [FCA CF] Material risk taker (25 Feb 2019 to 14 Jan 2024)
- [PRA CF] Managing a material risk taker (25 Feb 2019 to 14 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (25 Feb 2019 to 14 Jan 2024)
- [FCA CF] Manager of certification employee (25 Feb 2019 to 14 Jan 2024)
- [FCA CF] Client dealing (25 Feb 2019 to 14 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.