Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jun 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (27 Dec 2007 to 8 Dec 2019)
    • CF30 Customer (27 Dec 2007 to 8 Dec 2019)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF1 Director (1 Dec 2001 to 8 Jul 2005)
    • CF27 Investment Management (1 Dec 2001 to 8 Jul 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.