Hilary Janine Tempest

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TEMPEST ASSOCIATES LTD

    FRN 740108

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 28 Feb 2017)
    • CF1 Director (28 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Feb 2017 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
  • Bankfield Financial Planners (no longer approved here)

    FRN 472840

    • Employed By (25 Sep 2007 to 15 Nov 2007)
  • Professional Mortgage Solutions Ltd (no longer approved here)

    FRN 401457

    • (5)Employed By (23 Jun 2004 to 1 Mar 2006)
  • Bank House Consultants (2990) (no longer approved here)

    FRN 191738

    • Employed By (2 Jul 2002 to 17 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.