Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Probitas Managing Agency Limited
FRN 931446
- SMF10 Chair of the Risk Committee (since 20 Aug 2021)
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- SMF4 Chief Risk (10 Dec 2018 to 29 Mar 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 29 Mar 2019)
- SMF5 Head of Internal Audit (10 Dec 2018 to 18 Dec 2018)
- CF11 Money Laundering Reporting (16 Nov 2016 to 9 Dec 2018)
- SIMF4 Chief Risk Function (16 Nov 2016 to 9 Dec 2018)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (1 Nov 2007 to 9 Dec 2018)
- CF15 Internal Audit (8 Jan 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.