Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Oct 2025)
    • [FCA CF] Client dealing (since 7 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Oct 2020 to 8 Oct 2021)
    • [FCA CF] Material risk taker (7 Oct 2020 to 8 Jul 2022)
    • CF30 Customer (27 Jan 2017 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 6 Oct 2025)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 8 Oct 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF21 Investment Adviser (16 Nov 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (4 Jul 2005 to 16 Nov 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (4 Jul 2005 to 16 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.