Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jupiter Asset Management Limited
FRN 141274
- [FCA CF] Manager of certification employee (since 6 Oct 2025)
- [FCA CF] Client dealing (since 7 Oct 2020)
- [FCA CF] Manager of certification employee (7 Oct 2020 to 8 Oct 2021)
- [FCA CF] Material risk taker (7 Oct 2020 to 8 Jul 2022)
- CF30 Customer (27 Jan 2017 to 8 Dec 2019)
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JUPITER INVESTMENT MANAGEMENT LIMITED
FRN 171847
- [FCA CF] Manager of certification employee (since 6 Oct 2025)
- [FCA CF] Client dealing (since 1 Jan 2021)
- [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 8 Oct 2021)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2011)
- CF21 Investment Adviser (16 Nov 2005 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (4 Jul 2005 to 16 Nov 2005)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2011)
- CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (4 Jul 2005 to 16 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.