Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (20 Apr 2017 to 31 Mar 2019)
- CF29 Significant management (3 Apr 2008 to 28 Apr 2011)
- CF30 Customer (15 Feb 2008 to 28 Apr 2011)
- CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.