Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (28 Oct 2020 to 3 Feb 2024)
    • [FCA CF] Manager of certification employee (28 Oct 2020 to 3 Feb 2024)
    • [FCA CF] Material risk taker (28 Oct 2020 to 3 Feb 2024)
    • [FCA CF] Significant management (28 Oct 2020 to 3 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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