Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MUFG BANK, LTD
FRN 139189
- SMF19 Head of Overseas Branch/Head of Overseas (since 12 Jul 2024)
- SMF7 Group Entity Senior Manager (19 Dec 2022 to 12 Jul 2024)
- [FCA CF] Material risk taker (28 May 2017 to 27 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (28 May 2017 to 27 May 2024)
-
MUFG Securities EMEA plc
FRN 124512
- Director of firm who is not a certification employee or a SMF manager (since 31 May 2024)
-
- Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 1 Apr 2022)
- CF2 Non Executive Director (3 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.