Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2024)
- [FCA CF] Manager of certification employee (since 22 Mar 2024)
- [FCA CF] Client dealing (since 12 May 2023)
- CF30 Customer (1 Nov 2007 to 19 Aug 2010)
- CF26 Customer Trading (31 Aug 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (28 Jul 2016 to 29 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (28 Jul 2016 to 29 Nov 2022)
- [FCA CF] Client dealing (28 Jul 2016 to 29 Nov 2022)
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- CF30 Customer (10 Dec 2014 to 25 Sep 2015)
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- CF30 Customer (24 Nov 2010 to 10 Sep 2014)
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- CF30 Customer (24 Nov 2010 to 10 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.