Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2024)
    • [FCA CF] Manager of certification employee (since 22 Mar 2024)
    • [FCA CF] Client dealing (since 12 May 2023)
    • CF30 Customer (1 Nov 2007 to 19 Aug 2010)
    • CF26 Customer Trading (31 Aug 2007 to 31 Oct 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Material risk taker (28 Jul 2016 to 29 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jul 2016 to 29 Nov 2022)
    • [FCA CF] Client dealing (28 Jul 2016 to 29 Nov 2022)
  • BlueCrest Capital Management (UK) LLP (no longer approved here)

    FRN 515304

    • CF30 Customer (10 Dec 2014 to 25 Sep 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (24 Nov 2010 to 10 Sep 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (24 Nov 2010 to 10 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.