Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 12 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2025)
    • [FCA CF] Client dealing (since 6 May 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (4 Jan 2021 to 1 Jul 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (22 Nov 2018 to 1 Jul 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (22 Nov 2018 to 7 Jan 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (22 Nov 2018 to 1 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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