Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 22 May 2023)
    • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (2 Nov 2011 to 20 May 2013)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (17 Nov 2008 to 22 Jun 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.