Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 30 Sep 2025)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [FCA CF] Manager of certification employee (since 24 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2019)
    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [FCA CF] Significant management (since 30 Sep 2025)
    • [FCA CF] Manager of certification employee (since 7 May 2025)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2019)
    • [FCA CF] Manager of certification employee (24 Jun 2020 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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