Herve Brunel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (10 Jun 2020 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (14 Mar 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (30 Jul 2014 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (10 Jun 2020 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (14 Mar 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (3 Aug 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (10 Jun 2020 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (14 Mar 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (30 Jul 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (6 Aug 2010 to 20 Apr 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 16 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.