Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jun 2024)
    • [FCA CF] Client dealing (since 21 Jul 2020)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 23 Sep 2021)
    • CF30 Customer (16 Nov 2019 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 1 Jun 2024)
    • [FCA CF] Client dealing (since 21 Jul 2020)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 23 Sep 2021)
    • CF30 Customer (16 Nov 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Feb 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.