Herbert Stephan Spangenberg

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHARLES SCHWAB, U.K., LIMITED (no longer approved here)

    FRN 225116

    • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
    • CF3 Chief Executive (12 Nov 2004 to 9 Sep 2019)
    • CF1 Director (27 Sep 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Jan 2004 to 20 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.