Herbert Barbosa Filho

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jain Global (UK) Partners LLP (no longer approved here)

    FRN 1005236

    • [FCA CF] Manager of certification employee (19 Dec 2025 to 2 Feb 2026)
    • [FCA CF] Client dealing (3 Jun 2025 to 2 Feb 2026)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (21 Feb 2023 to 12 Feb 2024)
    • [FCA CF] Client dealing (21 Feb 2023 to 12 Feb 2024)
    • [FCA CF] Material risk taker (21 Feb 2023 to 12 Feb 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (21 Feb 2023 to 12 Feb 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2023 to 12 Feb 2024)
    • [FCA CF] Material risk taker (21 Feb 2023 to 12 Feb 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (29 May 2017 to 21 Dec 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 3 Mar 2015)
    • CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 3 Mar 2015)
    • CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.