Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2021)
    • SMF16 Compliance Oversight (since 30 Jul 2021)
    • SMF3 Executive Director (since 30 Jul 2021)
    • Responsibility for MCD Intermediation (since 30 Jul 2021)
    • Responsible for Insurance Distribution (since 30 Jul 2021)
  • New Wave Financial Services Ltd (no longer approved here)

    FRN 779395

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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