Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 1 May 2024)
    • [FCA CF] Client dealing (since 28 Feb 2023)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2022)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • CF26 Customer Trading (25 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.