Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • CF1 Director (1 Dec 2001 to 31 Mar 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Jun 2006)
    • CF3 Chief Executive (1 Dec 2001 to 31 Mar 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2010)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • CF1 Director (1 Dec 2001 to 31 Mar 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Mar 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Mar 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.