Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (1 Dec 2001 to 31 Mar 2010)
- CF10 Compliance Oversight (1 Dec 2001 to 14 Jun 2006)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2008)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Jun 2006)
- CF3 Chief Executive (1 Dec 2001 to 31 Mar 2010)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2010)
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- CF1 Director (1 Dec 2001 to 31 Mar 2010)
- CF10 Compliance Oversight (1 Dec 2001 to 14 Jun 2006)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2008)
- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2006)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Mar 2007)
- CF3 Chief Executive (1 Dec 2001 to 31 Mar 2010)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.