Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
- CF11 Money Laundering Reporting (22 Jun 2018 to 8 Dec 2019)
- CF30 Customer (1 Apr 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.