Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alan Steel (Asset Management) Limited (no longer approved here)

    FRN 114423

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
    • CF11 Money Laundering Reporting (22 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.