Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Jul 2019)
    • CF30 Customer (31 Aug 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (3 Oct 2013 to 5 Feb 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Feb 2011 to 23 Jul 2013)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.