Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Y Tree Limited
FRN 967369
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 10. Broker fund adviser
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Client dealing (since 26 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
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- [FCA CF] Functions requiring qualifications (1 Sep 2023 to 10 Oct 2025)
- [FCA CF] Client dealing (1 Sep 2023 to 10 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.