Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (23 Jul 2012 to 6 Jul 2015)
- CF1 Director (23 Jul 2012 to 6 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 26 Jun 2015)
- CF27 Investment Management (5 Jul 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (5 Jul 2005 to 26 Jun 2015)
- CF21 Investment Adviser (5 Jul 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (5 Jul 2005 to 31 Oct 2007)
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- (16)Employed By (9 Nov 2004 to 5 Aug 2005)
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- (12)Employed By (6 Jul 2004 to 24 Nov 2004)
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- (2)Employed By (2 Apr 2003 to 6 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.