Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Children's ISA Limited (no longer approved here)

    FRN 563043

    • CF30 Customer (23 Jul 2012 to 6 Jul 2015)
    • CF1 Director (23 Jul 2012 to 6 Jul 2015)
  • Keith Montgomery Associates Limited (no longer approved here)

    FRN 136684

    • CF30 Customer (1 Nov 2007 to 26 Jun 2015)
    • CF27 Investment Management (5 Jul 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Jul 2005 to 26 Jun 2015)
    • CF21 Investment Adviser (5 Jul 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (5 Jul 2005 to 31 Oct 2007)
  • Independent Financial Services (UK) Ltd (no longer approved here)

    FRN 206445

    • (16)Employed By (9 Nov 2004 to 5 Aug 2005)
  • Prosperity Financial Services Ltd (no longer approved here)

    FRN 400448

    • (12)Employed By (6 Jul 2004 to 24 Nov 2004)
  • Alessandro Marco Forte (no longer approved here)

    FRN 217785

    • (2)Employed By (2 Apr 2003 to 6 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.