Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 16 May 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (1 Oct 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2007 to 30 Sep 2018)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (5 Sep 2024 to 2 Apr 2026)
    • [FCA CF] Client dealing (5 Sep 2024 to 2 Apr 2026)
  • Fairway Financial Consultancy (no longer approved here)

    FRN 207549

    • (2)Employed By (24 Nov 2001 to 30 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.