Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Aug 2021 to 30 Jan 2024)
- [FCA CF] Functions requiring qualifications (10 Aug 2021 to 30 Jan 2024)
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- CF30 Customer (1 Nov 2007 to 2 Sep 2019)
- CF1 Director (AR) (6 Jun 2006 to 2 Sep 2019)
- CF21 Investment Adviser (4 Aug 2003 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 8 Jun 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.