Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 20 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2021)
    • [FCA CF] Material risk taker (since 28 Jul 2021)
    • [FCA CF] Client dealing (since 31 Jul 2020)
    • [FCA CF] Manager of certification employee (21 Jun 2024 to 9 May 2025)
    • CF30 Customer (2 Mar 2011 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Algorithmic trading (since 20 Jan 2025)
    • [FCA CF] Material risk taker (since 28 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2021)
    • [FCA CF] Client dealing (since 31 Jul 2020)
    • [FCA CF] Manager of certification employee (21 Jun 2024 to 9 May 2025)
    • CF30 Customer (2 Mar 2011 to 6 Mar 2016)
    • [FCA CF] Algorithmic trading (since 20 Jan 2025)
    • [FCA CF] Material risk taker (since 28 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2021)
    • [FCA CF] Client dealing (since 31 Jul 2020)
    • [FCA CF] Manager of certification employee (21 Jun 2024 to 9 May 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (1 May 2019 to 20 Jul 2020)
    • [FCA CF] Material risk taker (1 May 2019 to 20 Jul 2020)
    • [FCA CF] Client dealing (1 May 2019 to 20 Jul 2020)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (1 May 2019 to 20 Jul 2020)
    • [FCA CF] Material risk taker (1 May 2019 to 20 Jul 2020)
    • [FCA CF] Client dealing (1 May 2019 to 20 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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