Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 31 Oct 2020)
- CF10 Compliance Oversight (1 Jun 2013 to 16 Jul 2013)
- CF11 Money Laundering Reporting (1 Jun 2013 to 16 Jul 2013)
- CF3 Chief Executive (1 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.