Henry David Steers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DOUGLAS STEERS & COMPANY LIMITED

    FRN 705132

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Material risk taker (since 12 Nov 2025)
    • SMF3 Executive Director (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 6 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)

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