Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (10 Sep 2018 to 8 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 7 Feb 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF2 Non Executive Director (5 Jul 2018 to 8 Dec 2019)
    • CF1 Director (25 Oct 2016 to 5 Jul 2018)
    • CF3 Chief Executive (6 Oct 2015 to 1 Dec 2016)
    • CF30 Customer (6 Oct 2015 to 1 Dec 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2017 to 7 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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