Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
    • CF1 Director (AR) (19 Dec 2016 to 30 Sep 2022)
    • CF30 Customer (19 Dec 2016 to 30 Sep 2022)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (21 Nov 2014 to 17 Aug 2016)
  • Henry Bamforth Limited (no longer approved here)

    FRN 517862

    • Employed By (17 Feb 2010 to 18 Dec 2014)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 4 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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