Henry Benedict Lawson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WM Thomson & Sons

    FRN 131596

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (12 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (12 Oct 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Oct 2009 to 30 Sep 2018)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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