Henry Alexander Betts

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 27 Nov 2023)
    • CF30 Customer (since 6 Nov 2023)
  • Thames Valley Financial Planning Limited

    FRN 1004493

    • (2)Employed By (since 6 Nov 2023)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (30 Mar 2022 to 12 Jul 2023)
    • [FCA CF] Functions requiring qualifications (30 Mar 2022 to 12 Jul 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2022)
    • CF30 Customer (9 Aug 2018 to 3 Mar 2022)
  • TNS Financial Services Limited (no longer approved here)

    FRN 513249

    • (14)Employed By (9 Aug 2018 to 3 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Thames Valley Financial Planning Limited

  2. controlled function added: (2)Employed By at Thames Valley Financial Planning Limited