Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 10 Feb 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
- [FCA CF] Material risk taker (since 2 Oct 2025)
- [FCA CF] Client dealing (since 2 Oct 2025)
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Citibank, N.A.
FRN 124704
- [FCA CF] Manager of certification employee (since 10 Feb 2026)
- [FCA CF] Material risk taker (since 2 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
- [FCA CF] Client dealing (since 2 Oct 2025)
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- [FCA CF] Manager of certification employee (10 Oct 2018 to 25 Jun 2025)
- [FCA CF] Material risk taker (12 Feb 2018 to 25 Jun 2025)
- [FCA CF] Client dealing (5 Oct 2016 to 25 Jun 2025)
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- CF30 Customer (4 Nov 2013 to 2 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 19 Apr 2010)
- CF21 Investment Adviser (26 May 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.