Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 10 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
    • [FCA CF] Material risk taker (since 2 Oct 2025)
    • [FCA CF] Client dealing (since 2 Oct 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 10 Feb 2026)
    • [FCA CF] Material risk taker (since 2 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
    • [FCA CF] Client dealing (since 2 Oct 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (10 Oct 2018 to 25 Jun 2025)
    • [FCA CF] Material risk taker (12 Feb 2018 to 25 Jun 2025)
    • [FCA CF] Client dealing (5 Oct 2016 to 25 Jun 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (4 Nov 2013 to 2 Apr 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Apr 2010)
    • CF21 Investment Adviser (26 May 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.