Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (14 Dec 2017 to 20 May 2019)
    • [FCA CF] Client dealing (14 Nov 2016 to 20 May 2019)
    • CF30 Customer (30 Sep 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Sep 2008 to 17 Jul 2015)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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