Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 10 Mar 2026)
    • SMF27 Partner (since 10 Mar 2026)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • SMF9 Chair of the Governing Body (20 Dec 2023 to 11 Dec 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF3 Executive Director (19 Dec 2022 to 30 Nov 2025)
    • SMF21 EEA Branch Senior Manager (EBSM) (13 Jan 2020 to 18 Dec 2022)
    • [FCA CF] Material risk taker (12 Feb 2018 to 13 Jan 2020)
    • [FCA CF] Manager of certification employee (6 Nov 2017 to 13 Jan 2020)
    • [FCA CF] Client dealing (6 Nov 2017 to 13 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.