Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sona Asset Management (UK) LLP
FRN 814191
- SMF1 Chief Executive (since 10 Mar 2026)
- SMF27 Partner (since 10 Mar 2026)
-
- SMF9 Chair of the Governing Body (20 Dec 2023 to 11 Dec 2025)
-
- SMF3 Executive Director (19 Dec 2022 to 30 Nov 2025)
- SMF21 EEA Branch Senior Manager (EBSM) (13 Jan 2020 to 18 Dec 2022)
- [FCA CF] Material risk taker (12 Feb 2018 to 13 Jan 2020)
- [FCA CF] Manager of certification employee (6 Nov 2017 to 13 Jan 2020)
- [FCA CF] Client dealing (6 Nov 2017 to 13 Jan 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Mar 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.