Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
LIGHTHOUSE CANTON UK LTD
FRN 1015980
- SMF3 Executive Director (since 2 Dec 2024)
-
- [FCA CF] Manager of certification employee (25 Apr 2016 to 23 May 2021)
- [FCA CF] Material risk taker (25 Apr 2016 to 23 May 2021)
- [PRA CF] Managing a material risk taker (25 Apr 2016 to 23 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (25 Apr 2016 to 23 May 2021)
- [FCA CF] Client dealing (25 Apr 2016 to 23 May 2021)
-
- CF29 Significant management (1 Nov 2007 to 31 Aug 2015)
- CF30 Customer (1 Nov 2007 to 31 Aug 2015)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (6 Jun 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.