Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 2 Dec 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (25 Apr 2016 to 23 May 2021)
    • [FCA CF] Material risk taker (25 Apr 2016 to 23 May 2021)
    • [PRA CF] Managing a material risk taker (25 Apr 2016 to 23 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (25 Apr 2016 to 23 May 2021)
    • [FCA CF] Client dealing (25 Apr 2016 to 23 May 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF29 Significant management (1 Nov 2007 to 31 Aug 2015)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.