Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allspring Global Investments (UK) Limited
FRN 190608
- SMF3 Executive Director (since 20 Dec 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (20 Aug 2020 to 1 Mar 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2022)
- CF30 Customer (7 Oct 2008 to 8 Dec 2019)
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- CF27 Investment Management (20 Jan 2006 to 10 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.