Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 May 2025)
    • CF30 Customer (since 28 Apr 2025)
    • (186)Employed By (since 28 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (29 Mar 2022 to 31 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (28 Mar 2022 to 31 Mar 2025)
  • Fortress Wealth Partnership Limited (no longer approved here)

    FRN 496055

    • (12)Employed By (29 Mar 2022 to 31 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.