Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investments International
FRN 122170
- [FCA CF] Significant management (since 6 Apr 2020)
- [FCA CF] Client dealing (since 6 Apr 2020)
- [FCA CF] Manager of certification employee (since 6 Apr 2020)
- CF30 Customer (19 Sep 2011 to 19 Sep 2016)
- CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Significant management (since 6 Apr 2020)
- [FCA CF] Client dealing (since 6 Apr 2020)
- [FCA CF] Manager of certification employee (since 6 Apr 2020)
- CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
- CF30 Customer (31 Mar 2008 to 30 Jan 2009)
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- CF30 Customer (31 Mar 2008 to 30 Jan 2009)
- CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
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- CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
- CF30 Customer (31 Mar 2008 to 30 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.