Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 6 Apr 2020)
    • [FCA CF] Client dealing (since 6 Apr 2020)
    • [FCA CF] Manager of certification employee (since 6 Apr 2020)
    • CF30 Customer (19 Sep 2011 to 19 Sep 2016)
    • CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
    • [FCA CF] Significant management (since 6 Apr 2020)
    • [FCA CF] Client dealing (since 6 Apr 2020)
    • [FCA CF] Manager of certification employee (since 6 Apr 2020)
    • CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
    • CF30 Customer (31 Mar 2008 to 30 Jan 2009)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (31 Mar 2008 to 30 Jan 2009)
    • CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (31 Mar 2008 to 4 Sep 2008)
    • CF30 Customer (31 Mar 2008 to 30 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.