Hemubhai Kantilal Bhawsar

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HB FINANCIAL INDEPENDENCE LTD

    FRN 790902

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Feb 2018)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (28 Feb 2013 to 29 Jan 2018)
  • Chase Integral Limited (no longer approved here)

    FRN 446387

    • CF30 Customer (28 Apr 2011 to 22 Dec 2011)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF30 Customer (6 Oct 2009 to 13 May 2010)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 5 Feb 2008)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2006 to 9 Feb 2007)
  • Hemubhai Bhawsar (no longer approved here)

    FRN 457339

    • (1)Employed By (20 Sep 2006 to 5 Feb 2008)
  • Life Insurance Corporation of India (no longer approved here)

    FRN 110379

    • CF22 Investment Adviser (Trainee) (10 Oct 2005 to 3 Aug 2006)
  • Silverside Financial Services (no longer approved here)

    FRN 186918

    • (11)Employed By (6 Sep 2005 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.