Hema Mulvenna

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

K.S.L. Thomas & Co. Limited
FRN 301515
- SMF3 Executive Director (since 16 Oct 2025)
ALLBRIGHT BISHOP ROWLEY LIMITED
FRN 304062
- SMF3 Executive Director (since 16 Oct 2025)
MARK RICHARD (BROKERS) LIMITED
FRN 305499
- SMF3 Executive Director (since 16 Oct 2025)
MAYFAIR INSURANCE AND MORTGAGE CONSULTANTS LIMITED
FRN 306582
- SMF3 Executive Director (since 16 Oct 2025)
CALLAWAY & SONS INSURANCE CONSULTANTS LIMITED
FRN 306920
- SMF3 Executive Director (since 16 Oct 2025)
Hallsdale Insurance Brokers Limited
FRN 476958
- SMF3 Executive Director (since 16 Oct 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.