Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Manager of certification employee (8 Mar 2021 to 11 Apr 2021)
    • [FCA CF] Client dealing (9 Feb 2021 to 11 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Feb 2021 to 11 Apr 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (8 Oct 2019 to 18 Feb 2021)
    • [FCA CF] Manager of certification employee (8 Oct 2019 to 18 Feb 2021)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 8 May 2009)
    • CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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