Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (21 Feb 2008 to 16 May 2013)

Recent activity

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