Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2021)
- CF30 Customer (10 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (12 Sep 2016 to 8 Jan 2017)
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- CF30 Customer (1 Nov 2007 to 16 Nov 2009)
- CF22 Investment Adviser (Trainee) (21 Jul 2006 to 15 Feb 2007)
- CF21 Investment Adviser (12 Jun 2006 to 21 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.