Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aurea Financial Planning Limited
FRN 121212
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jan 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Sep 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Sep 2023)
- Responsible for Insurance Mediation (18 Aug 2006 to 30 Sep 2018)
- CF8 Apportionment and Oversight (30 Jul 2004 to 31 Mar 2009)
- CF11 Money Laundering Reporting (30 Jul 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Jul 2004 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.