Helen Woods

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 19 Jan 2026)
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Nov 2022)
    • CF30 Customer (7 Dec 2018 to 16 Nov 2022)
  • Optasia Wealth Management Limited (no longer approved here)

    FRN 216440

    • (11)Employed By (7 Dec 2018 to 16 Nov 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (24 May 2018 to 20 Dec 2018)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (583)Employed By (24 May 2018 to 16 Nov 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Sep 2014 to 11 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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